SFC Licences of YIM Man Yee 嚴敏儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FDB Financial Group Limited 灃展金融集團有限公司 | RO | 4 | 27 October 2009 | 27 April 2010 |
FDB Financial Group Limited 灃展金融集團有限公司 | RE | 9 | 27 October 2009 | 27 April 2010 |
FDB Financial Group Limited 灃展金融集團有限公司 | RE | 6 | 27 October 2009 | 27 April 2010 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 31 August 2004 | 28 January 2006 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 19 November 2003 | 18 May 2004 |