SFC Licences of YIM Man Yee 嚴敏儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FDB Financial Group Limited 灃展金融集團有限公司 RO 4 27 October 2009 27 April 2010
FDB Financial Group Limited 灃展金融集團有限公司 RE 9 27 October 2009 27 April 2010
FDB Financial Group Limited 灃展金融集團有限公司 RE 6 27 October 2009 27 April 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 31 August 2004 28 January 2006
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 19 November 2003 18 May 2004