SFC Licences of LI Chun Yu, Benson 李振宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 14 December 2011 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 June 2011 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 29 December 2008 | 21 March 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 31 January 2008 | 21 March 2011 |
HBK Hong Kong Limited | RE | 9 | 24 September 2007 | 15 November 2007 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 16 October 2003 | 06 July 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 16 October 2003 | 06 July 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 16 October 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 16 October 2003 | 19 February 2004 |