SFC Licences of SO Ka Him 蘇家謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FT Securities Limited 富通證券有限公司 | RE | 5 | 24 October 2006 | 30 August 2010 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 24 October 2006 | 30 August 2010 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 24 October 2006 | 30 August 2010 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 16 October 2003 | 27 June 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 16 October 2003 | 27 June 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 16 October 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 16 October 2003 | 19 February 2004 |