SFC Licences of SO Ka Him 蘇家謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FT Securities Limited 富通證券有限公司 RE 5 24 October 2006 30 August 2010
FT Securities Limited 富通證券有限公司 RE 2 24 October 2006 30 August 2010
FT Securities Limited 富通證券有限公司 RE 1 24 October 2006 30 August 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 16 October 2003 27 June 2005
Celestial Securities Limited 時富證券有限公司 RE 1 16 October 2003 27 June 2005
Celestial Commodities Limited 時富商品有限公司 RE 7 16 October 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 7 16 October 2003 19 February 2004