SFC Licences of WONG Po Yee 黃寶儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 9 | 17 August 2010 | 10 July 2013 |
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 4 | 17 August 2010 | 10 July 2013 |
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 1 | 17 August 2010 | 10 July 2013 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 30 July 2010 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 27 September 2006 | 30 July 2010 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 09 August 2005 | 29 May 2006 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 24 October 2003 | 24 April 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 October 2003 | 24 April 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 24 October 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 24 October 2003 | 19 February 2004 |