SFC Licences of MOK Hiu Lam 莫曉籃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KHG Asset Management Limited 君曦資產管理有限公司	RO	9	15 August 2022	01 January 2024
KHG Asset Management Limited 君曦資產管理有限公司	RO	4	15 August 2022	01 January 2024
KHG Asset Management Limited 君曦資產管理有限公司	RO	1	15 August 2022	01 January 2024
Caitong International Securities Co., Limited 財通國際證券有限公司	RE	1	11 November 2021	31 July 2022
CMB International Securities Limited 招銀國際證券有限公司	RE	1	23 November 2020	01 November 2021
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	23 November 2020	01 November 2021
Renco Investments Limited 融科投資有限公司	RO	9	04 June 2019	30 July 2020
Renco Investments Limited 融科投資有限公司	RO	4	04 June 2019	30 July 2020
Renco Investments Limited 融科投資有限公司	RE	9	24 May 2019	04 June 2019
Renco Investments Limited 融科投資有限公司	RE	4	24 May 2019	04 June 2019
Lionheart Limited 晉成金融有限公司	RO	9	27 June 2018	31 December 2018
Lionheart Limited 晉成金融有限公司	RO	4	27 June 2018	31 December 2018
Leading Securities Company Limited 立鼎證券有限公司	RO	4	29 June 2017	01 November 2017
Leading Securities Company Limited 立鼎證券有限公司	RO	1	29 June 2017	01 November 2017
Leading Securities Company Limited 立鼎證券有限公司	RE	4	27 April 2017	29 June 2017
Leading Securities Company Limited 立鼎證券有限公司	RE	1	27 April 2017	29 June 2017
Zhongrong International Securities Company Limited 中融國際証券有限公司	RO	1	04 November 2016	22 April 2017
Zhongrong International Futures Co., Limited 中融國際期貨有限公司	RE	2	29 September 2016	22 April 2017
Zhongrong International Securities Company Limited 中融國際証券有限公司	RE	1	29 September 2016	04 November 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	1	22 August 2016	15 September 2016
Cinda International Securities Limited 信達國際證券有限公司	RE	1	02 December 2014	15 August 2016
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	02 December 2014	15 August 2016
Yue Xiu Asset Management Limited 越秀資產管理有限公司	RE	9	15 September 2014	21 November 2014
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	5	03 March 2014	21 November 2014
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	03 March 2014	21 November 2014
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	03 March 2014	21 November 2014
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	22 December 2010	21 November 2014
Cinda International Securities Limited 信達國際證券有限公司	RE	1	16 August 2007	19 February 2010
East Asia Securities Company Limited 東亞證券有限公司	RE	1	29 September 2003	01 June 2007