SFC Licences of CHI Rui 遲睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
L&R Capital Limited 析理資本有限公司 | RO | 9 | 15 February 2019 | 25 June 2019 |
L&R Capital Limited 析理資本有限公司 | RO | 4 | 15 February 2019 | 25 June 2019 |
L&R Capital Limited 析理資本有限公司 | RE | 9 | 21 December 2018 | 15 February 2019 |
L&R Capital Limited 析理資本有限公司 | RE | 4 | 21 December 2018 | 15 February 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 October 2014 | 29 June 2018 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 30 April 2014 | 22 May 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 05 September 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 September 2009 | 22 May 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 September 2003 | 22 June 2009 |