SFC Licences of BLACKBURN Andrew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Direxion Asia Limited | RE | 4 | 21 August 2019 | 30 September 2019 |
| Direxion Asia Limited | RE | 1 | 21 August 2019 | 30 September 2019 |
| Direxion Asia Limited | RO | 4 | 13 June 2013 | 21 August 2019 |
| Direxion Asia Limited | RO | 1 | 13 June 2013 | 21 August 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2008 | 15 September 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2008 | 15 September 2012 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 14 April 2005 | 24 November 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 February 2004 | 15 September 2012 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 18 February 2004 | 24 November 2008 |
| UBS Securities Hong Kong Limited | RE | 1 | 29 September 2003 | 10 December 2003 |
| UBS Securities Asia Limited | RE | 1 | 29 September 2003 | 10 December 2003 |
| UBS Securities Asia Limited | RE | 2 | 29 September 2003 | 10 December 2003 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 29 September 2003 | 10 December 2003 |