SFC Licences of MARTIN Joseph John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 November 2017 | 06 July 2018 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 27 April 2012 | 01 July 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 May 2006 | 01 July 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 30 September 2003 | 08 April 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 30 September 2003 | 08 April 2006 |