SFC Licences of LEE Christopher Sung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 04 December 2006 | 02 June 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 04 December 2006 | 02 June 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 November 2006 | 13 July 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 November 2006 | 13 July 2010 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 November 2006 | 13 July 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 November 2006 | 13 July 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 November 2006 | 13 July 2010 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 14 April 2005 | 11 September 2006 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 03 October 2003 | 11 September 2006 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 October 2003 | 11 September 2006 |