SFC Licences of GUPTA Ashutosh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 30 December 2009 | 08 June 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 December 2009 | 08 June 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 08 June 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 26 November 2003 | 29 September 2008 |