SFC Licences of LIN Rung-Yan 林榮彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 24 October 2013 | 04 July 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 October 2013 | 04 July 2017 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 20 July 2007 | 26 April 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 05 October 2004 | 03 November 2004 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 October 2003 | 07 May 2004 |