SFC Licences of ZHANG Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 6 30 August 2012 21 March 2016
Merrill Lynch Far East Limited RO 4 30 August 2012 21 March 2016
Merrill Lynch Far East Limited RO 1 30 August 2012 21 March 2016
Merrill Lynch (Asia Pacific) Limited RO 6 30 August 2012 21 March 2016
Merrill Lynch (Asia Pacific) Limited RO 4 30 August 2012 21 March 2016
Merrill Lynch (Asia Pacific) Limited RO 1 30 August 2012 21 March 2016
Merrill Lynch Far East Limited RE 6 03 July 2012 30 August 2012
Merrill Lynch Far East Limited RE 1 03 July 2012 30 August 2012
Merrill Lynch (Asia Pacific) Limited RE 6 03 July 2012 30 August 2012
Merrill Lynch (Asia Pacific) Limited RE 4 03 July 2012 30 August 2012
Merrill Lynch (Asia Pacific) Limited RE 1 03 July 2012 30 August 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 6 09 July 2010 05 June 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 09 July 2010 05 June 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 09 July 2010 31 January 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 27 August 2007 09 July 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 27 August 2007 09 July 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 27 August 2007 09 July 2010
Merrill Lynch Far East Limited RE 4 22 April 2005 22 May 2006
Merrill Lynch Far East Limited RE 1 22 April 2005 22 May 2006
Merrill Lynch Far East Limited RE 6 03 November 2003 22 May 2006
Merrill Lynch (Asia Pacific) Limited RE 6 03 November 2003 22 May 2006
Merrill Lynch (Asia Pacific) Limited RE 4 03 November 2003 22 May 2006
Merrill Lynch (Asia Pacific) Limited RE 1 03 November 2003 22 May 2006