SFC Licences of YEUNG Pok Man, Harvey 楊博文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marex HK Asia Limited | RO | 3 | 23 November 2017 | 17 October 2019 |
Marex HK Asia Limited | RO | 1 | 20 November 2014 | 15 December 2017 |
Marex HK Asia Limited | RO | 2 | 23 August 2013 | 27 October 2022 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 3 | 17 November 2010 | 11 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 01 November 2010 | 11 November 2011 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 10 November 2005 | 31 October 2010 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 08 November 2005 | 31 October 2010 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 08 November 2005 | 31 October 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 August 2004 | 04 November 2005 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 June 2004 | 04 November 2005 |
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 29 April 2004 | 31 May 2004 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 15 October 2003 | 21 April 2004 |