SFC Licences of KAUL Ajai Mohan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 2 | 22 August 2011 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 9 | 09 June 2004 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 5 | 09 June 2004 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 4 | 09 June 2004 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 1 | 09 June 2004 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 15 October 2003 | 09 June 2004 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 15 October 2003 | 09 June 2004 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 15 October 2003 | 09 June 2004 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 15 October 2003 | 09 June 2004 |