SFC Licences of KAWAI Saiko 河合彩子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 January 2010 | 20 August 2011 |
Merrill Lynch Far East Limited | RE | 1 | 08 April 2005 | 16 November 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 April 2005 | 16 November 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 October 2003 | 06 April 2005 |