SFC Licences of KAWAI Saiko 河合彩子

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 18 January 2010 20 August 2011
Merrill Lynch Far East Limited RE 1 08 April 2005 16 November 2009
Merrill Lynch (Asia Pacific) Limited RE 1 06 April 2005 16 November 2009
Merrill Lynch (Asia Pacific) Limited RE 4 31 October 2003 06 April 2005