SFC Licences of KWONG Fung Shan 鄺鳳珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 19 June 2014
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 19 June 2014
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 19 June 2014
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 02 March 2009 15 April 2014
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 12 December 2005 15 April 2014
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 12 December 2005 10 February 2012
Pacific World Asset Management Limited 盛世資產管理有限公司 RE 9 15 April 2004 01 December 2005
Pacific World Asset Management Limited 盛世資產管理有限公司 RE 4 15 April 2004 01 December 2005
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 13 November 2003 29 January 2004