SFC Licences of KWONG Fung Shan 鄺鳳珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 19 June 2014 | |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 19 June 2014 | |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 19 June 2014 | |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 15 April 2014 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 12 December 2005 | 15 April 2014 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 12 December 2005 | 10 February 2012 |
Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 9 | 15 April 2004 | 01 December 2005 |
Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 4 | 15 April 2004 | 01 December 2005 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 13 November 2003 | 29 January 2004 |