SFC Licences of TAI Ming Zhe 戴明哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 15 July 2013 | 25 March 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 May 2004 | 25 March 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 15 May 2004 | 11 March 2005 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 March 2004 | 11 March 2005 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 09 December 2003 | 15 March 2004 |