SFC Licences of TAI Ming Zhe 戴明哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 15 July 2013 25 March 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 15 May 2004 25 March 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 15 May 2004 11 March 2005
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 17 March 2004 11 March 2005
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 09 December 2003 15 March 2004