SFC Licences of LAU Hoi Yi 劉凱怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) RO 4 08 September 2015 16 July 2016
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) RO 1 08 September 2015 16 July 2016
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) RE 4 17 August 2015 08 September 2015
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) RE 1 17 August 2015 08 September 2015
Hamilton Lane (Hong Kong) Limited RE 9 13 September 2010 31 July 2015
Hamilton Lane (Hong Kong) Limited RE 4 13 September 2010 31 July 2015
Hamilton Lane (Hong Kong) Limited RE 1 13 September 2010 31 July 2015
SEI Investments (Asia) Limited 美國信怡泰投資有限公司 RE 9 13 August 2007 14 May 2009
SEI Investments (Asia) Limited 美國信怡泰投資有限公司 RE 4 13 August 2007 14 May 2009
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 05 August 2004 10 March 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 9 05 August 2004 10 March 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 4 05 August 2004 10 March 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 21 October 2003 04 August 2004
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 21 October 2003 04 August 2004