SFC Licences of CHAN Mo Yin 陳慕賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Admiralty Harbour Capital Limited 鐘港資本有限公司
RE 1, 6 28 June 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司
RO 6 24 October 2018 15 June 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司
RE 1 25 May 2018 15 June 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司
RE 6 25 May 2018 24 October 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 6 03 July 2017 12 May 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 17 May 2017 12 May 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 17 May 2017 03 July 2017
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司
RO 6 03 August 2016 27 April 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司
RE 1 17 May 2016 27 April 2017
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司
RE 6 17 May 2016 03 August 2016
Emperor Capital Limited 英皇融資有限公司
RE 1, 6 18 May 2011 08 May 2016
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 1 22 October 2003 03 December 2003