SFC Licences of LAU Chit Yue, Cheryl 劉哲乙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RO | 1 | 26 November 2014 | 02 December 2015 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 11 June 2013 | 02 December 2015 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 11 June 2013 | 26 November 2014 |
UBS Securities Asia Limited | RE | 1 | 23 August 2010 | 23 January 2013 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 9 | 10 December 2007 | 17 July 2009 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 4 | 10 December 2007 | 17 July 2009 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 1 | 10 December 2007 | 17 July 2009 |
Value Partners Limited 惠理基金管理公司 | RE | 9 | 04 June 2007 | 17 July 2009 |
Value Partners Limited 惠理基金管理公司 | RE | 4 | 04 June 2007 | 17 July 2009 |
Value Partners Limited 惠理基金管理公司 | RE | 1 | 04 June 2007 | 17 July 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 December 2003 | 07 October 2006 |