SFC Licences of YAU Choi Wan 丘彩雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 August 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 March 2008 20 August 2008
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 23 April 2007 26 February 2008
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 1 13 April 2006 30 March 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 24 October 2003 21 October 2005