SFC Licences of YAU Choi Wan 丘彩雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 August 2008 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 26 March 2008 | 20 August 2008 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 23 April 2007 | 26 February 2008 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 13 April 2006 | 30 March 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 October 2003 | 21 October 2005 |