SFC Licences of NG Shui To, Eleanor 吳瑞濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 20 July 2011 | 26 April 2012 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 20 July 2011 | 26 April 2012 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 15 March 2010 | 01 July 2011 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 20 February 2009 | 20 February 2009 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 26 October 2007 | 02 December 2008 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 9 | 20 November 2006 | 06 October 2007 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 1 | 20 November 2006 | 06 October 2007 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 15 October 2004 | 13 October 2006 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 09 December 2003 | 13 October 2006 |
| FIL Investment Advisors | RE | 9 | 09 December 2003 | 13 October 2006 |