SFC Licences of HA Sui Man, Vincent 哈穗民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 | RE | 10 | 11 January 2021 | 08 March 2024 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 18 July 2006 | 09 June 2007 |
| MEAG Hong Kong Limited | RE | 9 | 09 August 2005 | 10 July 2006 |
| MEAG Hong Kong Limited | RE | 4 | 28 April 2005 | 10 July 2006 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RE | 4 | 11 December 2003 | 27 January 2005 |