SFC licenceholder AJF683 WONG Wing Ho, Isaac 黃穎灝

Licences

Source: Official SFC record Official EO SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 October 2016
Goldman Sachs Asia Bank Limited EO [1] (Dealing in Securities) 29 July 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [5] (Advising on Futures Contracts) 08 June 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [5] (Advising on Futures Contracts) 08 June 2011 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 12 May 2009 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 20 July 2004
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 14 November 2003 16 July 2004