SFC Licences of LUI King Yan, Marquis 呂敬仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 07 February 2011 | 30 November 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 February 2011 | 30 November 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 February 2011 | 30 November 2011 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 09 December 2003 | 21 March 2005 |