SFC Licences of HUI Jonathan Kim Pong 許建邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Balyasny Asset Management (Hong Kong) Limited RE 9 22 November 2021 24 January 2024
Ovata Capital Management Limited 歐萬達基金管理有限公司 RE 9 16 April 2019 20 August 2021
Merrill Lynch Far East Limited RE 2 20 September 2017 25 February 2019
Merrill Lynch Far East Limited RE 1 20 September 2017 25 February 2019
Lakeville Capital Management Limited RE 9 23 September 2016 30 September 2016
FIG HK (Hong Kong) Limited RO 9 08 April 2016 31 August 2016
FIG HK (Hong Kong) Limited RE 9 12 January 2016 08 April 2016
Harmony Advisors Limited 喜望利顧問有限公司 RO 9 28 January 2014 31 May 2015
Senrigan Capital Group Limited RE 9 06 April 2011 27 June 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 16 July 2007 01 June 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 16 July 2007 01 June 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 16 July 2007 01 June 2008
Merrill Lynch Far East Limited RE 4 22 April 2005 30 June 2007
Merrill Lynch Far East Limited RE 1 22 April 2005 30 June 2007
Merrill Lynch Far East Limited RE 6 19 November 2003 30 June 2007
Merrill Lynch (Asia Pacific) Limited RE 6 19 November 2003 30 June 2007
Merrill Lynch (Asia Pacific) Limited RE 4 19 November 2003 30 June 2007
Merrill Lynch (Asia Pacific) Limited RE 1 19 November 2003 30 June 2007