SFC Licences of WONG Kwun Hung 王冠雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 17 October 2007 | 04 May 2009 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 17 October 2007 | 04 May 2009 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 27 July 2007 | 13 October 2007 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 27 July 2007 | 13 October 2007 |
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 | RE | 2 | 24 April 2007 | 26 July 2007 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 24 April 2007 | 26 July 2007 |
MUSHK Limited | RE | 2 | 07 September 2005 | 01 March 2007 |
MUSHK Limited | RE | 1 | 01 September 2005 | 01 March 2007 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 21 July 2005 | 29 August 2005 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 11 November 2003 | 06 July 2005 |