SFC Licences of LAU Man 劉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 1 10 January 2020
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 07 August 2006 27 March 2008
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4 07 August 2006 18 January 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司
RE 9 02 February 2004 19 May 2004
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 4 04 August 2008