SFC Licences of LAU Man 劉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RE | 1 | 10 January 2020 | |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RE | 4 | 07 August 2006 | 27 March 2008 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RE | 4 | 07 August 2006 | 18 January 2008 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RE | 9 | 02 February 2004 | 19 May 2004 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RE | 4 | 04 August 2008 |