SFC Licences of SO Shin Yuk 蘇倩玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 15 February 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 15 February 2019 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 17 January 2019 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 17 January 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 17 January 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 17 January 2019 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 20 May 2016 | 31 December 2018 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 20 May 2016 | 31 December 2018 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 23 September 2009 | 09 January 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 23 September 2009 | 09 January 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 08 January 2004 | 15 March 2004 |