SFC Licences of SO Jiarong 蘇家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 15 October 2020 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 26 June 2012 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 June 2012 | |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 18 June 2010 | 04 December 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 18 June 2010 | 04 December 2015 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 25 October 2006 | 05 June 2010 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 25 October 2006 | 05 June 2010 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 December 2004 | 14 February 2005 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 15 November 2004 | 14 February 2005 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 28 May 2004 | 30 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 January 2004 | 05 February 2004 |