SFC Licences of LEE Hong Lum Carrie Dorothy 李康琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 07 May 2010 | 24 August 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 11 July 2007 | 02 April 2010 |