SFC Licences of CHAN Hong Ming, Frank 陳康明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anli Securities Limited 安里證券有限公司 RE 4 18 September 2023
Anli Securities Limited 安里證券有限公司 RE 1 18 September 2023
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 9 29 March 2022 30 April 2023
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 4 29 March 2022 30 April 2023
Glory Sun Securities Limited 寶新證券有限公司 RO 9 28 September 2020 20 January 2022
Glory Sun Securities Limited 寶新證券有限公司 RO 1 28 September 2020 20 January 2022
Glory Sun Securities Limited 寶新證券有限公司 RE 4 01 April 2020 20 January 2022
Glory Sun Securities Limited 寶新證券有限公司 RE 9 01 April 2020 28 September 2020
Glory Sun Securities Limited 寶新證券有限公司 RE 1 01 April 2020 28 September 2020
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 4 03 July 2017 10 February 2020
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 9 06 April 2016 10 February 2020
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 1 06 April 2016 10 February 2020
Anli Securities Limited 安里證券有限公司 RE 1 08 September 2015 14 January 2016
China International Capital Limited 中國國際資本有限公司 RE 9 17 September 2008 30 June 2011
China International Capital Limited 中國國際資本有限公司 RE 4 09 April 2008 30 June 2011
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 24 December 2003 01 December 2007