SFC Licences of LIU Zhi Yang 劉祉楊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 9 25 October 2021 15 December 2023
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 4 25 October 2021 15 December 2023
Ruisen Port Securities Limited 瑞森港通證券有限公司 RO 2 06 June 2018
Ruisen Port Securities Limited 瑞森港通證券有限公司 RO 1 25 April 2018
Ruisen Port Securities Limited 瑞森港通證券有限公司 RE 1 27 March 2018 25 April 2018
Grand Cartel Securities Company Limited 宏大證券有限公司 RO 1 20 July 2015 22 January 2018
Grand Cartel Securities Company Limited 宏大證券有限公司 RE 1 15 June 2015 20 July 2015
Fulbright Futures Limited 富昌期貨有限公司 RE 2 16 March 2009 02 June 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 16 March 2009 02 June 2015
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 25 July 2007 06 March 2009
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 10 May 2006 07 July 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 10 May 2006 07 July 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 03 February 2006 07 July 2007
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 27 July 2004 07 July 2007