SFC Licences of KWOK Shun Tim 郭純恬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gransing Securities Co., Limited 國投證券有限公司 RO 9 28 July 2020
Gransing Securities Co., Limited 國投證券有限公司 RO 4 28 July 2020
Gransing Securities Co., Limited 國投證券有限公司 RO 1 28 July 2020
Gransing Securities Co., Limited 國投證券有限公司 RO 6 02 January 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 9 22 June 2016 28 July 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 4 22 June 2016 28 July 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 6 22 June 2016 02 January 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 1 04 May 2016 28 July 2020
Gransing Securities Co., Limited 國投證券有限公司 RO 9 18 April 2016 22 June 2016
Gransing Securities Co., Limited 國投證券有限公司 RO 4 18 April 2016 22 June 2016
Glenworth Capital Limited RO 9 12 March 2013 16 August 2013
Glenworth Capital Limited RO 4 12 March 2013 16 August 2013
Glenworth Capital Limited RE 9 06 March 2013 12 March 2013
Glenworth Capital Limited RE 4 06 March 2013 12 March 2013
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 9 06 February 2012 05 February 2013
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 9 06 February 2012 05 February 2013
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 9 06 February 2012 01 December 2012
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 6 02 December 2008 05 February 2013
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 4 02 December 2008 05 February 2013
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 9 02 December 2008 06 February 2012
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 4 02 December 2008 06 December 2010
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RE 9 02 December 2008 06 December 2010
Gransing Securities Co., Limited 國投證券有限公司 RE 6 17 December 2004 30 September 2005
Gransing Securities Co., Limited 國投證券有限公司 RE 1 17 December 2004 30 September 2005
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 19 May 2004 15 December 2004
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 6 04 May 2004 15 December 2004
SDHG International Securities Limited 山高國際證券有限公司 RE 6 11 December 2003 29 April 2004