SFC licenceholder AJG540 LI Hu 李虎

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 December 2015
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 27 July 2015 18 September 2015
Merrill Lynch (Asia Pacific) Limited RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 April 2012 15 April 2015
Merrill Lynch Far East Limited RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 April 2012 15 April 2015
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 July 2006 26 April 2012
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 July 2006 26 April 2012