SFC Licences of LI Yong, Alfa 李勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asia Investment Research Limited 亞洲投資研究有限公司 | RE | 4 | 29 October 2004 | 25 January 2007 |
Asia Investment Research Limited 亞洲投資研究有限公司 | RE | 6 | 29 October 2004 | 15 March 2005 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 21 November 2003 | 31 March 2004 |