SFC Licences of CHAN Wing Yin 陳永賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 17 September 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 28 September 2006 02 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 06 September 2005 25 September 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 July 2005 25 September 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 02 March 2005 28 July 2005
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 21 November 2003 02 March 2005