SFC Licences of CHAN Wing Yin 陳永賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 17 September 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 September 2006 | 02 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 September 2005 | 25 September 2006 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 July 2005 | 25 September 2006 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 02 March 2005 | 28 July 2005 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 21 November 2003 | 02 March 2005 |