SFC Licences of CHAN Man Li, Raphael 陳萬里
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 10 January 2020 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 04 September 2014 | 10 January 2020 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 04 September 2014 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 04 September 2014 | 30 June 2016 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 09 April 2013 | 30 July 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 09 April 2013 | 30 July 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 August 2007 | 09 March 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 August 2007 | 09 March 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 20 November 2003 | 01 August 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 November 2003 | 01 August 2007 |