SFC Licences of CHAN Ka Ki 陳家祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LGT Investment Management (Asia) Limited RE 1 02 August 2017 10 August 2018
Merrill Lynch Far East Limited RE 2 30 March 2011 24 May 2011
Merrill Lynch (Asia Pacific) Limited RE 1 30 March 2011 24 May 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 August 2010 03 November 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 10 June 2008 30 July 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 10 June 2008 30 July 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 10 June 2008 30 July 2010
Morgan Stanley Hong Kong Futures Limited RE 2 03 October 2006 31 August 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 October 2006 31 August 2007
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 20 February 2004 31 March 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 06 January 2004 31 March 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 06 January 2004 31 March 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 06 January 2004 31 March 2004