SFC Licences of LAW Yuet Ming 羅月明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 31 July 2015 | |
Hang Seng Securities Limited 恒生證券有限公司 | RE | 4 | 06 January 2004 | 12 June 2006 |
Hang Seng Securities Limited 恒生證券有限公司 | RE | 1 | 06 January 2004 | 12 June 2006 |