SFC Licences of MAN Lai Yee 文麗儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 May 2006 | 14 May 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 23 May 2006 | 06 December 2010 |
Interactive Brokers LLC 盈透有限公司 | RE | 1 | 16 April 2004 | 03 March 2006 |
Interactive Brokers LLC 盈透有限公司 | RE | 2 | 26 November 2003 | 03 March 2006 |