SFC Licences of CHONG Wah Yeung 莊華揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gear Asset Management Limited 基耀資產管理有限公司 RO 9 16 October 2020
Gear Securities Investment Limited 基業證券投資有限公司 RO 4 05 December 2016
Gear Securities Investment Limited 基業證券投資有限公司 RO 1 05 December 2016
Gear Asset Management Limited 基耀資產管理有限公司 RE 9 28 August 2018 16 October 2020
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 07 October 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 13 May 2009 07 October 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 13 May 2009 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 13 May 2009 30 June 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 23 November 2007 01 May 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 23 November 2007 01 May 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 23 November 2007 01 May 2009
FT Securities Limited 富通證券有限公司 RE 5 15 March 2007 10 November 2007
FT Securities Limited 富通證券有限公司 RE 1 15 March 2007 10 November 2007
FT Securities Limited 富通證券有限公司 RE 2 15 March 2007 10 November 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 21 June 2005 03 March 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 02 November 2004 03 March 2007
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 4 09 June 2004 03 March 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 04 December 2003 03 March 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 04 December 2003 03 March 2007