SFC Licences of LEUNG Pak Kin 梁栢堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 11 March 2016 | 20 June 2016 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 11 March 2016 | 20 June 2016 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 March 2016 | 20 June 2016 |
Nerico Brothers Limited | RE | 3 | 26 September 2012 | 06 January 2014 |
Nerico Brothers Limited | RE | 3 | 05 May 2009 | 26 April 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 29 November 2005 | 02 May 2006 |
Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 19 October 2004 | 08 November 2005 |
Shun Loong Forex Company Limited 順隆外匯有限公司 | RE | 3 | 04 December 2003 | 20 September 2004 |