SFC Licences of FOOTIT Simon Courtney

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 25 August 2023
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 21 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 26 February 2007 21 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 February 2007 21 July 2011
Morgan Stanley Hong Kong Futures Limited RE 7 26 February 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 26 February 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 23 August 2004 13 October 2005
Morgan Stanley Hong Kong Futures Limited RE 2 23 August 2004 13 October 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 23 August 2004 13 October 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 23 August 2004 13 October 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 December 2003 16 July 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 09 December 2003 16 July 2004
Morgan Stanley Hong Kong Futures Limited RE 2 09 December 2003 16 July 2004
Morgan Stanley Hong Kong Futures Limited RE 7 09 December 2003 16 July 2004