SFC Licences of FOOTIT Simon Courtney
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 August 2023 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 21 July 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 February 2007 | 21 July 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 February 2007 | 21 July 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 26 February 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 26 February 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 23 August 2004 | 13 October 2005 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 23 August 2004 | 13 October 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 23 August 2004 | 13 October 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 August 2004 | 13 October 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 December 2003 | 16 July 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 09 December 2003 | 16 July 2004 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 09 December 2003 | 16 July 2004 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 09 December 2003 | 16 July 2004 |