SFC Licences of DADABHOY Imran Sooleman
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 21 May 2010 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 16 November 2009 | 21 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 16 November 2009 | 21 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 November 2009 | 21 May 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 16 November 2009 | 19 February 2010 |
| Deephaven Asia Limited | RO | 9 | 14 June 2005 | 22 March 2006 |
| Deephaven Asia Limited | RO | 4 | 14 June 2005 | 22 March 2006 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 09 December 2003 | 09 March 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 December 2003 | 09 March 2005 |