SFC Licences of LAU Hiu Fung 劉曉峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Management Cube Limited 富方投資平台有限公司 RO 1 15 June 2023
The Core Securities Company Limited 核聚證券有限公司 RO 4 28 September 2018 16 January 2023
The Core Securities Company Limited 核聚證券有限公司 RO 1 28 September 2018 16 January 2023
The Core Securities Company Limited 核聚證券有限公司 RE 9 28 September 2017 16 January 2023
The Core Securities Company Limited 核聚證券有限公司 RE 4 28 September 2017 28 September 2018
The Core Securities Company Limited 核聚證券有限公司 RE 1 28 September 2017 28 September 2018
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 20 February 2017 17 September 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 20 February 2017 17 September 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 15 October 2007 30 November 2016
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 15 October 2007 30 November 2016
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 27 February 2007 05 October 2007
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 27 February 2007 05 October 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 05 February 2004 21 February 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 February 2004 21 February 2007