SFC Licences of TAM Kwok Wai 譚國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 December 2004 | 03 May 2006 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 17 December 2004 | 03 May 2006 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 December 2003 | 02 November 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 December 2003 | 02 November 2004 |