SFC Licences of CHAN Wing Siu 陳榮肇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BCOM Finance (Hong Kong) Limited 交通財務有限公司 | 9 | 07 February 2014 | ||
| BCOM Finance (Hong Kong) Limited 交通財務有限公司 | 5 | 07 February 2014 | ||
| BCOM Finance (Hong Kong) Limited 交通財務有限公司 | 4 | 07 February 2014 | ||
| BCOM Finance (Hong Kong) Limited 交通財務有限公司 | 1 | 07 February 2014 | ||
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 04 May 2011 | 09 June 2011 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 06 March 2007 | 09 June 2011 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 16 April 2004 | 09 June 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 January 2004 | 29 January 2004 |