SFC Licences of LIU Bing 劉冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 03 November 2008 | 10 July 2009 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 November 2008 | 10 July 2009 |
Macquarie Asia Securities Limited | RE | 2 | 03 August 2005 | 24 July 2007 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 19 December 2003 | 24 July 2007 |