SFC Licences of SNAITH Michael Lachman
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 07 September 2020 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 September 2020 | |
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 12 August 2014 | 18 March 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 December 2003 | 12 August 2014 |